1. Review client documents for account approvals and inquiries
2. Obtain mandatory documents and reports as per KYC requirements
3. Perform necessary checks (3rd parties and regulatory website, etc.)
4. Investigate factual and regulatory rule background behind client trading and financial activity
5. Create, review and follow up on surveillance reports of financial and trading activity
6. Assist with anti-money laundering program
7. Update policies and procedures and verifying implementation
8. Interact with various departments within the organization to meet deadlines
Interactive Brokers (IBKR), a subsidiary of publicly traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut, is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors, and introducing brokers. IBKR's premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field. Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Canada, the United Kingdom, Switzerland, Hungary, Estonia, Russia, India, Hong Kong, China, Japan, and Australia. IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
