Branch Compliance Job

Job Description Details:

Position Name: Branch Compliance
No. of Requirements: Two (2)
Job Description: Branch Inspection and Audit to test regulatory compliance checks & balances
Education: Graduation
Location: Two Noida
Salary Range expected to be offered: 3 to 5 lakhs
Responsibilities:
Physical audit of branches located in pan India to check adherence to regulatory compliance and internal compliance.
Training branch staff to regulatory branch compliances and other compliance policies/processes of the company.
Timely submission of observation reports Inspection to the manager and corrective action
Well-versed and updated with regulatory guidelines.
Planning and Inspect a defined number of branches in an FY and
Coordination with exchanges /regulators as and when required in the matter of Branch Inspection and Audit
8. Requirements: Mandatory Skills

2+ years of experience in Inspection and Audit to test regulatory compliance checks and balances
Effective communicators, good at building collaborative relationships
Good in MS Excel, data analytics, and presentation in the report
Knowledge of capital markets and experience would be preferred

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