Business Process Specialist Job

Key Responsibilities:

1. Assist the team on projects across the entire internal audit lifecycle for financial institutions: Audit planning, scope definition, development of audit work program, preparation of audit checklists as per client processes and regulatory requirements, audit execution and delivery, audit report preparation, and presenting the findings to the audit committee.
2. Assist the team on independent projects across a wide range of operational risk management areas such as internal control assessments, developing SOPs and policies, third part risk management, incident management and reporting, loss data, and business continuity for financial institutions.
3. Identification and mapping of all relevant risks and expected control framework in risk and control matrix (RACM) or the audit work program in relation to the audit scope.
4. Meet business needs and regulatory expectations for assessing key aspects of each area under review: Assessment approach, the underlying assumptions, and associated limitations with respect to heat map requirements for risk rating & control scores, development of framework, etc.
5. Demonstrate independence in planning and stakeholder engagement, testing design and execution, results interpretation and presentation, and the production of documentation strong enough to evidence a sound challenge to both internal and external parties.
6. Deep understanding of process risk and controls, along with associated compliance requirements.
7. Strong understanding of financial services industry, businesses, regulators, and their roles.
8. Responsible for preparation of proposals, pitch decks, presenting in client meetings and thought leadership documents.

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